The OSS Bern station and the compromise of State Department codes in WWII

In the course of WWII both the Allies and the Axis powers were able to gain information of great value from reading their enemies secret communications. In Britain the codebreakers of Bletchley Park solved several enemy systems with the most important ones being the German Enigma and Tunny cipher machines and the Italian C-38m. Codebreaking played a role in the Battle of the Atlantic, the North Africa Campaign and the Normandy invasion. In the United States the Army and Navy codebreakers solved many Japanese cryptosystems and used this advantage in battle. The great victory at Midway would probably not have been possible if the Americans had not solved the Japanese Navy’s code.

On the other side of the hill the codebreakers of Germany, Japan, Italy and Finland also solved many important enemy cryptosystems both military and diplomatic. The German codebreakers could eavesdrop on the radio-telephone conversations of Franklin Roosevelt and Winston Churchill, they could decode the messages of the British and US Navies during their convoy operations in the Atlantic and together with the Japanese and Finns they could solve State Department messages (both low and high level)  from embassies around the world.

The M-138-A strip cipher was the State Department’s high level system and it was used extensively in the period 1941-44. Although we still don’t know the full story the information available points to a serious compromise both of the circular traffic (Washington to all embassies) and special traffic (Washington to specific embassy) in the period 1941-44. In this area there was cooperation between Germany, Japan and Finland. The German success was made possible thanks to alphabet strips and key lists they received from the Japanese in 1941 and these were passed on by the Germans to their Finnish allies in 1942. The Finnish codebreakers solved several diplomatic links in that year and in 1943 started sharing their findings with the Japanese. German and Finnish codebreakers cooperated in the solution of the strips during the war, with visits of personnel to each country. The Axis codebreakers took advantage of mistakes in the use of the strip cipher by the State Department’s cipher unit.

Apart from diplomatic messages their success against the strip cipher also allowed them to read some OSS -Office of Strategic Services messages from the Bern station. The compromise of OSS traffic did not remain secret for long. In 1943 Allen Dulles (head of the OSS Bern station) received word from Admiral Canaris and General Schellenberg that his communications had been compromised and in addition the German officials Hans Bernd Gisevius and Fritz Kolbe showed him actual decoded US messages. It’s not clear what measures the US authorities took to protect their communications but the diplomatic traffic continued to be read by the Germans and the Finns in the period 1943-44. It seems that the US authorities attributed the German success to physical compromise (probably a spy in the embassy) and thus didn’t realize that their ciphers could be solved cryptanalytically. They would realize how wrong they were in late 1944 when more information became available on the compromise of State Department codes and ciphers.

In September 1944 Finland signed an armistice with the Soviet Union. The people in charge of the Finnish signal intelligence service anticipated this move and fearing a Soviet takeover of the country had taken measures to relocate the radio service to Sweden. This operation was called Stella Polaris (Polar Star). In late September roughly 700 people, comprising members of the intelligence services and their families were transported by ship to Sweden. The Finns had come to an agreement with the Swedish intelligence service that their people would be allowed to stay and in return the Swedes would get the Finnish crypto archives and their radio equipment. At the same time colonel Hallamaa, head of the signals intelligence service, gathered funds for the Stella Polaris group by selling the solved codes in the Finnish archives to the Americans, British and Japanese.

The Finns revealed to the American representatives that they had solved several State Department codes and could read the messages from a number of embassies including Berne (Carlson-Goldsberry report). Obviously the OSS leadership was interested in finding out whether OSS communications passing over diplomatic links were also read.

 

Unfortunately the relevant files in the OSS collection do not reveal the final outcome of this investigation.

It seems that during the same period the OSS received more concrete evidence regarding the compromise of the communications of the Bern embassy. In the US National Archives and Records Administration, RG 226 ‘Records of the Office of Strategic Services’ - Entry 123 there are intelligence reports from Bern received in late 1944. Some of them contain summaries of decoded US messages of the Bern embassy that must have come from German reports given to the OSS by members of the German Resistance (probably Gisevius and Kolbe). For example:

 

Looking at these files it seems that the OSS leadership shouldn’t have been so surprised by the Finnish disclosures. They already had enough information from their German sources to conclude that some of their traffic was read by the Axis powers. It’s not clear if this material was shown to other US agencies, as there is no mention of them in postwar reports dealing with the compromise of US codes (European Axis Signal Intelligence in World War II volumes).

Sources: NARA-RG 226-entry 123-Bern-SI-INT-29 -Box 3-File 34 ‘German intelligence, Hungary’, ‘Hitler, the Allies, and the Jews’

Awesome!

This doesn’t have anything to do with WWII or codes and ciphers but it’s too awesome not to upload (provided you watch the show)

Update

1). The following reports are available from the NSA’s website:

Flicke vol1

Flicke vol2

FMS P-038 German radio intelligence

Interrogation of Samarughi, Giuseppe

Interrogation of Vassalio Todaro

Interrogation of Augusto Bigi

I’ve also added them in my TICOM collection (both google drive and scirbd).

2). I added the following paragraph in German intelligence on operation Overlord:

Division Field Code of the 29th Infantry Division

The US Division Field Code was a 4-letter codebook of approximately 10.000 groups, used primarily for training purposes. In 1944 the 29th Infantry Division, stationed in the UK, was using the 28th edition of the DFC for training messages. Some of these messages were solved by NAAS 5 which was the cryptanalytic centre of KONA 5 (Signals Intelligence Regiment 5), covering Western Europe. The reports of that unit show that these decoded messages allowed the Germans to identify the 29th Infantry Division and considering the unit’s rule during operation Overlord it is possible that they gave the Germans vital clues about the upcoming invasion of France.

3). I added the following paragraph in US military attaché codes of WWII:

It seems that both were referring to a telegram sent on July 24 1942 by Leland B. Harrison, US ambassador to Switzerland, to assistant secretary Gardiner Howland Shaw (who was in charge of the State Departments cipher unit) warning him that an Italian official had met with Harold Tittmann (US representative to the Vatican) and had told him that the US diplomatic code used by the embassy in Egypt was compromised. The Germans obviously solved this message and thus attributed the end of the Fellers telegrams to Italian treachery. However looking at the dates it’s clear that this was not true. Fellers changed his cryptosystem in June 1942, while this telegram was sent in July.

4). I added the following links in Italian codebreakers of WWII:

CSDIC/CMF/Y 29 ‘First detailed interrogation of Samarughi, Giuseppe’, CSDIC/CMF/Y 4 ‘First detailed interrogation of Bigi, Augusto’, CSDIC (main)/ Y 12 ‘First detailed interrogation of Vassalio Todaro’

The compromise of the communications of General Barnwell R. Legge, US military attache to Switzerland

In the course of WWII both the Allies and the Axis powers were able to gain information of great value from reading their enemies secret communications. In Britain the codebreakers of Bletchley Park solved several enemy systems with the most important ones being the German Enigma and Tunny cipher machines and the Italian C-38m. Codebreaking played a role in the Battle of the Atlantic, the North Africa Campaign and the Normandy invasion. In the United States the Army and Navy codebreakers solved many Japanese cryptosystems and used this advantage in battle. The great victory at Midway would probably not have been possible if the Americans had not solved the Japanese Navy’s code.

On the other side of the hill the codebreakers of Germany, Japan, Italy and Finland also solved many important enemy cryptosystems both military and diplomatic. The German codebreakers could eavesdrop on the radio-telephone conversations of Franklin Roosevelt and Winston Churchill, they could decode the messages of the British and US Navies during their convoy operations in the Atlantic and together with the Japanese and Finns they could solve State Department messages (both low and high level)  from embassies around the world.

The State Department made many mistakes in the use of its cipher systems and thus compromised not only US diplomatic communications but also the messages of other organizations that were occasionally enciphered with State Department systems, such as the Office of Strategic Services and the Office of War Information. Another similar case concerns the communications of General Barnwell R. Legge, US military attache to Switzerland during WWII.

Friedman collection released by NSA

The NSA has released a huge collection of documents relating to William Friedman. Their statement says: ‘This collection, composed of over 52,000 pages in more than 7,600 documents, including some sound recordings and photographs, has been preserved in the NSA Archives for its historic significance and value. The bulk of the material dates from 1930–1955 and represents Mr. Friedman’s work at the Signals Intelligence Service, the Signal Security Agency , the Armed Forces Security Agency, and NSA’.

You can search their database for specific reports. Here are the links to some files that I found interesting:

Security of our high-grade cryptographic systems - 1945

Important Contributions to Communications Security 1939-45

Study of decoded State Department messages (very interesting…)

Evaluation of State Department communications security - 1943

Japanese telegram containing decode of US attaché message and the original

Converter M-325 for State Department

American Consul in Madras, India complains about the new cipher machine M-325

TICOM DF list

Japanese TICOM DF reports

Work done on TICOM material by AFSA

Value of TICOM documents

OTTICO MECCANICA ITALIANA cipher machine

Russian Knowledge of German Cryptographic Practice

Special conference on M-209 security – 1950 (even in 1950 Friedman didn’t know about the work of NAAS 5 and their decoding device)

Interrogation of Samarughi, Giuseppe

Interrogation of Vassalio Todaro

Interrogation of Dosi, Guiseppe

Interrogation of two Italian signals personnel

Italian official informs State Department of code compromise in Cairo (mentioned by Flicke in ‘War Secrets in the Ether’)

Security of Allied Ciphers – 25 August 1945 (contains Soviet intelligence messages from Harbin embassy)

UK ciphers

War histories list

Improvement of French communications